Exploring Category-Agnostic Clusters for Open-Set Domain Adaptation

Yingwei Pan, Ting Yao, Yehao Li, Chong-Wah Ngo, Tao Mei; Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (CVPR), 2020, pp. 13867-13875

Unsupervised domain adaptation has received significant attention in recent years. Most of existing works tackle the closed-set scenario, assuming that the source and target domains share the exactly same categories. In practice, nevertheless, a target domain often contains samples of classes unseen in source domain (i.e., unknown class). The extension of domain adaptation from closed-set to such open-set situation is not trivial since the target samples in unknown class are not expected to align with the source. In this paper, we address this problem by augmenting the state-of-the-art domain adaptation technique, Self-Ensembling, with category-agnostic clusters in target domain. Specifically, we present Self-Ensembling with Category-agnostic Clusters (SE-CC) --- a novel architecture that steers domain adaptation with the additional guidance of category-agnostic clusters that are specific to target domain. These clustering information provides domain-specific visual cues, facilitating the generalization of Self-Ensembling for both closed-set and open-set scenarios. Technically, clustering is firstly performed over all the unlabeled target samples to obtain the category-agnostic clusters, which reveal the underlying data space structure peculiar to target domain. A clustering branch is capitalized on to ensure that the learnt representation preserves such underlying structure by matching the estimated assignment distribution over clusters to the inherent cluster distribution for each target sample. Furthermore, SE-CC enhances the learnt representation with mutual information maximization. Extensive experiments are conducted on Office and VisDA datasets for both open-set and closed-set domain adaptation, and superior results are reported when comparing to the state-of-the-art approaches.